-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXNQ1kuGPclwAfVPWcq/nk6DinuFDSJeMxjkuDkv0GMQts7HAxhivBxRNyNR91Q3 Ts2xp6y0Jh6oRWCwE/VU7A== 0000889812-98-001676.txt : 19980703 0000889812-98-001676.hdr.sgml : 19980703 ACCESSION NUMBER: 0000889812-98-001676 CONFORMED SUBMISSION TYPE: SC 13D/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980702 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUA CORP /DE/ CENTRAL INDEX KEY: 0000095301 STANDARD INDUSTRIAL CLASSIFICATION: AIRCRAFT ENGINES & ENGINE PARTS [3724] IRS NUMBER: 131885030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-09976 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 200 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129865500 FORMER COMPANY: FORMER CONFORMED NAME: SUN CHEMICAL CORP DATE OF NAME CHANGE: 19870521 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL PRINTING INK CORP DATE OF NAME CHANGE: 19710510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDER NORMAN E/ CENTRAL INDEX KEY: 0001015725 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SEQUA CORP STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2127013685 MAIL ADDRESS: STREET 1: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 SC 13D/A 1 AMENDMENT NO. 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 25049 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.3)* SEQUA CORPORATION (Name of Issuer) Class A Common Stock, no par value (Title of Class of Securities) 81732 010 (CUSIP Number) Mr. Norman E. Alexander c/o Sequa Corporation 200 Park Avenue, New York, NY 10166 (Name, Address and Telephone Number of Person Authorized to Received Notices and Communications) March 13, 1996 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box /__/. Check the following box if a fee is being paid with the statement /__/. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1, and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 81732 010 1) NAME OF REPORTING PERSON S.S.# OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Norman E. Alexander S.S. ####-##-#### 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x --- (b) --- 3) SEC USE ONLY 4) SOURCE OF FUNDS* 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. 7) SOLE VOTING POWER 2,227,207 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 2,227,207 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,227,207 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 34.1% 14) TYPE OF REPORTING PERSON* IN *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13D CUSIP No. 81732 010 1) NAME OF REPORTING PERSON S.S.# OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Forfed Corporation I.R.S. Id. No. 13-0714303 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x --- (b) --- 3) SEC USE ONLY 4) SOURCE OF FUNDS* WC 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) 6) CITIZENSHIP OR PLACE OF ORGANIZATION Delaware 7) SOLE VOTING POWER 1,743,143 NUMBER OF SHARES 8) SHARED VOTING POWER BENEFICIALLY None OWNED BY EACH 9) SOLE DISPOSITIVE POWER REPORTING 1,743,143 PERSON WITH 10) SHARED DISPOSITIVE POWER None 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,743,143 12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 26.7% 14) TYPE OF REPORTING PERSON* CO *SEE INSTRUCTIONS BEFORE FILLING OUT! The Schedule 13D Statement previously filed with the Securities and Exchange Commission by Norman E. Alexander and certain corporations directly or indirectly wholly-owned by Mr. Alexander (the "Corporations") with respect to Sequa Corporation Class A Common Stock (the "Shares") is amended by the following information. Item 3. Source and Amount of Funds or Other Consideration The source of the funds used in making the purchase described in Item 5 was the working capital of Forfed, and the amount used was $3,561,630. Item 4. Purpose of Transaction The purpose of the purchase described in Item 5 was to reinforce Mr. Alexander's controlling interest in Sequa Corporation. Item 5. Interest in Securities of the Issuer (a) As of the date of this filing Mr. Alexander individually and through the Corporations beneficially owns an aggregate of 2,227,207 Shares, which is approximately 34.1% of the Shares outstanding. Forfed owns 1,743,143 Shares, which is approximately 26.7% of the Shares outstanding. (c) On March 13, 1996 Forfed purchased 104,600 Shares on the New York Stock Exchange at $34.00 per Share, plus a $.05 per Share commission, for a total cost of $3,561,630. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. FIFTY BROAD STREET, INC. FORFED CORPORATION 42 NEW STREET, INC. YOUANDI CORPORATION GALLEON SYNDICATE CORPORATION /s/ Norman E. Alexander ----------------------- Norman E. Alexander Individually and on behalf of the above-named Corporations as President or Chairman March 15, 1996 -----END PRIVACY-ENHANCED MESSAGE-----